Nicholas Brian Kennedy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Brian Kennedy, a licensed former licensee with CE reference AXX259. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-08-25 | 2012-09-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-25 | 2012-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Brian Kennedy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.