Qiong Liu
劉琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong Liu (劉琼), a licensed former licensee with CE reference AXW183. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-19 | 2014-09-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-23 | 2014-09-25 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-12 | 2014-09-25 |