Anthony Sean Connery
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Sean Connery ( ), a licensed former licensee with CE reference AXV752. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-12-06 | 2020-09-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-31 | 2017-12-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 — Asset management | 2016-03-31 | 2020-09-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-30 | 2020-09-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-05-29 | 2016-03-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-16 | 2012-07-30 |