Amy Yan Kei Au
區茵琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Yan Kei Au (區茵琪), a licensed former licensee with CE reference AXV664. This person has 2.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-12 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-12 | 2014-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Yan Kei Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.