Stephen Mark Peel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Mark Peel ( ), a licensed former licensee with CE reference AXV635. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2014-10-21 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-18 | 2014-10-21 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-07 | 2014-06-18 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 — Advising on securities | 2012-03-07 | 2014-06-18 |