Osamu Omata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Osamu Omata ( ), a licensed former licensee with CE reference AXV437. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-31 | 2013-08-01 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-18 | 2013-08-01 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-18 | 2013-08-01 |