Wai Man (SFC:AXV193) Ng
吳衛文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AXV193) Ng (吳衛文), a licensed former licensee with CE reference AXV193. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-16 | 2023-07-31 |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-16 | 2023-07-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-27 | 2021-05-16 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2020-10-27 | 2021-05-16 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-28 | 2020-10-27 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-28 | 2020-10-27 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-28 | 2021-05-16 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 — Asset management | 2019-10-08 | 2020-08-24 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-08 | 2020-08-24 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 4 — Advising on securities | 2019-10-08 | 2020-08-24 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2019-10-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-08-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-21 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-16 | 2016-03-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2012-03-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-08 | 2012-03-27 |