Kevin Ken Ju Sim
沈建裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Ken Ju Sim (沈建裕), a licensed former licensee with CE reference AXT422. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-28 | 2021-03-05 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-05 | 2016-12-31 |