Wai Yan Michael Wu
胡偉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Michael Wu (胡偉恩), a licensed Representative with CE reference AXT111. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-30 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-30 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-09-30 | present |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2011-09-06 | 2014-02-05 |