So Ha Tse
謝素霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ha Tse (謝素霞), a licensed former licensee with CE reference AXS681. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2011-09-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-03 | 2011-09-20 |