Zhe (SFC:AXS556) Li
李喆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe (SFC:AXS556) Li (李喆), CE reference AXS556. Currently licensed at 1 firm(s): Lucion International Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-27 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-27 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-16 | 2023-03-27 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-16 | 2023-03-27 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-17 | 2022-10-02 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-18 | 2022-10-02 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-24 | 2021-11-17 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-16 | 2019-11-18 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-06-27 | 2019-04-16 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-27 | 2018-06-27 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-27 | 2018-01-12 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2016-08-12 | 2018-01-12 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-09-05 | 2016-08-12 |