Li Lien Tsai
蔡麗蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Lien Tsai (蔡麗蓮), a licensed former licensee with CE reference AXS403. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-09 | 2015-11-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2015-11-30 |