Li Lien Tsai
蔡麗蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Lien Tsai (蔡麗蓮), a licensed former licensee with CE reference AXS403. This person has 4.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-09 | 2015-11-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2015-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Lien Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.