Killian Carey Tracey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Killian Carey Tracey, a licensed Representative with CE reference AXR575. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-15 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-15 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2011-07-25 | 2012-09-30 |