Gu Yang
楊谷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gu Yang (楊谷), a licensed former licensee with CE reference AXQ600. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-06 | 2025-09-05 |
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-12-06 | 2025-09-05 |
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 9 - Asset management | 2012-12-06 | 2025-09-05 |