Ryoma Sugihara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryoma Sugihara ( ), a licensed former licensee with CE reference AXP236. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-01 | 2014-03-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-14 | 2011-07-28 |