Kin Ning Sin

冼健寧
CE No. AXO973 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ning Sin (冼健寧), a licensed former licensee with CE reference AXO973. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
China United Merchants Asset Management Company Limited
新華國通資產管理有限公司
RO Type 1 — Dealing in securities 2019-09-16 2020-07-10
Quantum Capital Management Limited
量子資本管理有限公司
RO Type 4 — Advising on securities 2019-09-16 2020-12-07
Quantum Capital Management Limited
量子資本管理有限公司
RO Type 9 — Asset management 2019-09-16 2020-12-07
China United Merchants Asset Management Company Limited
新華國通資產管理有限公司
RO Type 9 — Asset management 2019-09-16 2020-07-10

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