John William Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John William Walker ( ), a licensed former licensee with CE reference AXO789. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-15 | 2014-02-26 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-15 | 2014-02-26 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-15 | 2014-02-26 |