Jian (SFC:AXO587) Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:AXO587) Xu ( ), a licensed former licensee with CE reference AXO587. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-05 | 2011-09-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-05 | 2011-09-22 |