Hsin Yin Lee

李心尹
CE No. AXO430 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin Yin Lee (李心尹), a licensed former licensee with CE reference AXO430. This person has 1.9 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
CSC Futures (HK) Limited
群益期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-10-26 2014-06-30
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-10-11 2014-06-30
SJS Markets Limited Rep Type 1 - Dealing in securities 2011-07-05 2011-09-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsin Yin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jacky Yu Kit Chan CSC Securities (HK) Limited 2012–2014
Peter Sze Kit Chiang CSC Securities (HK) Limited 2012–2014
Wai Yip Mok CSC Futures (HK) Limited 2012–2014
Henry Chun Pong Cheung CSC Securities (HK) Limited 2012–2014
Sdentent Wai Chuen Leung CSC Futures (HK) Limited 2013–2014
Siu Wa Cheng CSC Futures (HK) Limited 2013–2014
Wing Kin Tsang CSC Securities (HK) Limited 2012–2014
Venus Luk Mei Yeung CSC Securities (HK) Limited 2012–2014
Fung Ping Chan CSC Futures (HK) Limited 2013–2014
Yat Yu Li CSC Securities (HK) Limited 2012–2013
Wing Shing Chong CSC Futures (HK) Limited 2012–2014
Shiu Yeung Chan CSC Futures (HK) Limited 2012–2014
Sau Shing Wong CSC Securities (HK) Limited 2012–2014
Johnson Ka Ching Lam CSC Securities (HK) Limited 2012–2014
Edwin Chung Hsun Lu CSC Securities (HK) Limited 2012–2014
Chung Keung Chan CSC Securities (HK) Limited 2012–2013
Shek Cheung Lai CSC Securities (HK) Limited 2012–2013
Mei Kam Tso CSC Securities (HK) Limited 2012–2014
Nice Lok Yee Wu CSC Securities (HK) Limited 2012–2014
Arthur Lee CSC Securities (HK) Limited 2012–2014
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