Alice Shem Ling Lam
藍琛玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Shem Ling Lam (藍琛玲), a licensed former licensee with CE reference AXO114. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-01-20 | 2015-03-31 |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-12 | 2011-08-19 |