Chao (SFC:AXN050) Ma
馬超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:AXN050) Ma (馬超), a licensed former licensee with CE reference AXN050. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austin Pacific Asset Management Limited 奧勝資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-25 | 2017-03-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-04 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2012-05-14 |