Li (SFC:AXL941) Mao
毛溧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:AXL941) Mao (毛溧), a licensed former licensee with CE reference AXL941. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-22 | 2013-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-22 | 2013-12-31 |