Hon Chau Sum

岑漢秋
CE No. AXK911 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Chau Sum (岑漢秋), a licensed former licensee with CE reference AXK911. This person has 1.9 years of SFC licence history. Total licence records on file: 3.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2011-06-17 2013-05-16
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
Rep Type 4 - Advising on securities 2011-06-17 2013-05-16
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
Rep Type 9 - Asset management 2011-06-17 2013-05-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Chau Sum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Min Liu China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Angela Sau Ling Yuen China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
David Carven Yung Yee Se China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Jun Deng China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Wai Yin Cheung China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Margaret Chien Mei Hsu Kao China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Steven Wai Lee China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Steven Sun Ngai Lao China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Hung Miu China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Angus Pui Chung Ho China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Minglei Shi China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Xiaoqiu Chen China International Capital Corporation Hong Kong Asset Management Limited 2012–2013
June Lai Ling Leong China International Capital Corporation Hong Kong Asset Management Limited 2011–2012
Ching Leung China International Capital Corporation Hong Kong Asset Management Limited 2011–2012
Cathy Tung Wa Kok China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Yunlong Gao China International Capital Corporation Hong Kong Asset Management Limited 2012–2013
Liuyi Luo China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Ting Kar Young China International Capital Corporation Hong Kong Asset Management Limited 2011–2012
Kwok Wai Leung China International Capital Corporation Hong Kong Asset Management Limited 2011–2012
Yuen Ling Wu China International Capital Corporation Hong Kong Asset Management Limited 2011–2013
Explore the interactive colleague network →

Related