Ah Lok (SFC:AXK693) Wong
王阿樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ah Lok (SFC:AXK693) Wong (王阿樂), a licensed former licensee with CE reference AXK693. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2013-01-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-21 | 2013-01-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-21 | 2013-01-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-21 | 2013-01-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-21 | 2013-01-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-15 | 2013-01-11 |