Ming (SFC:AXK332) Li
李明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:AXK332) Li (李明), CE reference AXK332. Currently licensed at 1 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-07-08 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-04 | 2021-07-08 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-12 | 2019-08-13 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2018-03-19 |