Xiaoli Yu
余小麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Yu (余小麗), CE reference AXK331. Currently licensed at 1 firm(s): China Industrial Securities International Brokerage Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-31 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-09 | 2018-01-31 |