Xiaoli Yu
余小麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Yu (余小麗), a licensed Representative with CE reference AXK331. Currently licensed at 1 firm(s): Haitong International Research Limited. Active regulated activities: Type 4 - Advising on securities. This person has 14.7 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-13 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-31 | 2026-08-18 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-09 | 2018-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoli Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.