Toshihiko Toba
鳥羽俊彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toshihiko Toba (鳥羽俊彥), a licensed former licensee with CE reference AXK330. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-22 | 2016-04-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2013-10-22 | 2016-04-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-11 | 2013-10-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-11 | 2013-10-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-11 | 2016-04-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-09 | 2011-07-09 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-09 | 2011-07-09 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-09 | 2011-07-09 |