Yuen Yeung Tse
謝元揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yeung Tse (謝元揚), a licensed former licensee with CE reference AXK329. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-08 | 2011-11-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-08 | 2011-11-08 |