Yun Ming Lau
劉潤明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Ming Lau (劉潤明), a licensed former licensee with CE reference AXJ806. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-30 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2013-04-30 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-28 | 2011-12-28 |