Joanne Pui Wai Shiu
蕭佩慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Pui Wai Shiu (蕭佩慧), a licensed former licensee with CE reference AXI806. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-07 | 2013-11-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-24 | 2013-11-30 |