Hoi Yan (SFC:AXI683) Ng
伍愷欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan (SFC:AXI683) Ng (伍愷欣), a licensed former licensee with CE reference AXI683. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-29 | 2012-05-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-29 | 2011-10-19 |