Abel Yoon Sern Chin

CE No. AXI512 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abel Yoon Sern Chin (), a licensed former licensee with CE reference AXI512. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2024-01-02 2024-11-25
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2017-02-03 2023-08-19
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2017-02-03 2023-08-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2011-05-30 2011-07-01
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2011-05-30 2011-07-01
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2011-05-30 2011-07-01

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