Xi (SFC:AXI372) Luo
羅希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:AXI372) Luo (羅希), a licensed former licensee with CE reference AXI372. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2018-09-27 | 2025-07-31 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-30 | 2018-09-27 |
| Parantoux Capital Limited 藍藤資本有限公司 |
RO | Type 9 — Asset management | 2016-09-01 | 2017-09-29 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-09 | 2016-03-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-09 | 2016-03-04 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-25 | 2013-11-30 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-25 | 2013-11-30 |