Yiu Wing (SFC:AXH939) Li
李耀榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wing (SFC:AXH939) Li (李耀榮), a licensed former licensee with CE reference AXH939. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2014-07-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-26 | 2014-07-02 |