Haiyun Chen
陳海云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiyun Chen (陳海云), a licensed former licensee with CE reference AXH543. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2021-06-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-03 | 2021-06-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2021-06-29 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-28 | 2017-08-22 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-10 | 2017-08-22 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-10 | 2017-08-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2013-05-09 |