Roxane Lok See Tsang
曾樂思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roxane Lok See Tsang (曾樂思), a licensed former licensee with CE reference AXG322. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2018-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-14 | 2017-10-02 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2013-08-24 |