Cheuk Yin (SFC:AXG304) Chan
陳卓然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yin (SFC:AXG304) Chan (陳卓然), a licensed former licensee with CE reference AXG304. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-23 | 2019-12-13 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-23 | 2019-12-13 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-23 | 2019-12-13 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2013-08-08 |