Simon Wei Wu
吳惟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Wei Wu (吳惟), a licensed former licensee with CE reference AXG211. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 - Asset management | 2013-05-03 | 2016-03-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-11 | 2012-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-11 | 2012-08-01 |