Mark Steven Goodridge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Steven Goodridge ( ), a licensed former licensee with CE reference AXG151. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-05 | 2023-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-22 | 2023-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-10 | 2011-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2011-05-20 |