Lok Man Woo
鄔樂文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Woo (鄔樂文), a licensed former licensee with CE reference AXG150. This person has 3.9 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-15 | 2015-05-06 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-30 | 2012-01-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2011-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Man Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.