Alex Lik Hang Sum
沈力恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Lik Hang Sum (沈力恆), a licensed former licensee with CE reference AXF998. This person has 4.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-27 | 2017-07-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-04 | 2015-08-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-05 | 2014-01-13 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Lik Hang Sum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Terence Chi Tat Hui | Yupei Fortune Capital Limited | 2017 |
| Johnson Chung Shun Chow | Yupei Fortune Capital Limited | 2017 |
| Tin Chun Wong | Yupei Fortune Capital Limited | 2017 |
| Ophelia Sook Kwun Wong | Yupei Fortune Capital Limited | 2017 |