Chris Hata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Hata ( ), a licensed former licensee with CE reference AXF934. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-11 | 2016-02-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2012-11-14 |