Lap Yin Wu
鄔立賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Yin Wu (鄔立賢), a licensed former licensee with CE reference AXF643. This person has 8.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-18 | 2019-07-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-19 | 2017-11-08 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2012-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Yin Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.