Lap Yin Wu
鄔立賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Yin Wu (鄔立賢), a licensed former licensee with CE reference AXF643. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2019-07-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-19 | 2017-11-08 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2012-09-28 |