Phaik Yee Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phaik Yee Yan ( ), a licensed former licensee with CE reference AXF541. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2012-08-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-03 | 2012-08-31 |