Yi (SFC:AXD838) Zhao
趙熠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AXD838) Zhao (趙熠), a licensed former licensee with CE reference AXD838. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-26 | 2019-07-19 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-26 | 2019-07-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-16 | 2014-02-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-18 | 2014-02-10 |