Neil William Perry

CE No. AXC901 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil William Perry (), a licensed former licensee with CE reference AXC901. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2015-11-16 2016-02-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2015-11-16 2016-02-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 1 - Dealing in securities 2011-11-08 2015-11-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RO Type 4 - Advising on securities 2011-11-08 2015-11-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2011-04-08 2011-11-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2011-04-08 2011-11-08

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