Denpong King Seng Goh

CE No. AXC786 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denpong King Seng Goh, a licensed former licensee with CE reference AXC786. This person has 0.8 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 1 - Dealing in securities 2014-10-08 2014-10-14
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2011-04-12 2012-01-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Denpong King Seng Goh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Fanjie Meng CLSA Research Limited 2011–2012
Helen Hoi Ling Keung CLSA Research Limited 2011–2012
Richard Chi Wing Leung CLSA Research Limited 2011–2012
Shaun Donald Cochran CLSA Research Limited 2011–2012
Laurence Balanco CLSA Research Limited 2011–2012
Deepti Chaturvedi CLSA Research Limited 2011–2012
Yong Ho Chung CLSA Research Limited 2011–2012
Alan Damian Dwerryhouse CLSA Research Limited 2011–2012
Alfred Olmedo Dy CLSA Research Limited 2011–2012
Amit Garg CLSA Research Limited 2011–2012
Sarina Lesmina CLSA Research Limited 2011–2012
Heung Yik Leung CLSA Research Limited 2011–2012
Marcus Chun Hao Liu CLSA Research Limited 2011–2012
Oliver James Gray Matthew CLSA Research Limited 2011–2012
Nigel Peter Muston CLSA Research Limited 2011–2012
Christopher John Richter CLSA Research Limited 2011–2012
Yew Kiang Wong CLSA Research Limited 2011–2012
Edward Kai Yusui (BOURLET) CLSA Research Limited 2011–2012
Xiaopo Wei CLSA Research Limited 2011–2012
Kuen-Lin Lu CLSA Research Limited 2011–2012
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