Denpong King Seng Goh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denpong King Seng Goh ( ), a licensed former licensee with CE reference AXC786. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-08 | 2014-10-14 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-12 | 2012-01-17 |