Thomas William Roy Kierath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas William Roy Kierath ( ), a licensed former licensee with CE reference AXC630. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2025-06-02 | 2025-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-08 | 2019-06-24 |