Teresa Lim Tak Chan
陳念德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teresa Lim Tak Chan (陳念德), a licensed former licensee with CE reference AXC310. This person has 8.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-04 | 2023-05-31 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-10-04 | 2023-05-31 |
| Yonghe Securities (Hong Kong) Limited 庸和證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-31 | 2020-08-04 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-27 | 2016-12-15 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Teresa Lim Tak Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Ho Lam | Stellar Securities Limited | 2011–2016 |
| Kwai Hung Yeung | Stellar Securities Limited | 2011–2016 |
| Luk Moon Yuen | Stellar Securities Limited | 2011–2016 |
| Ka Hing Yiu | Yonghe Asset Management (Hong Kong) Limited | 2021–2023 |
| Jin Hwee Choo | Yonghe Asset Management (Hong Kong) Limited | 2021–2023 |
| Eric Chun Kwong Chung | Yonghe Asset Management (Hong Kong) Limited | 2021–2022 |
| Kam Ling Kan | Stellar Securities Limited | 2016 |
| Jason Yue Shing Tang | Stellar Securities Limited | 2016 |
| Ching Yin Law | Stellar Securities Limited | 2016 |
| Chi Pang Law | Yonghe Asset Management (Hong Kong) Limited | 2023 |