To Ning
寧濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Ning (寧濤), a licensed former licensee with CE reference AXC071. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-29 | 2013-12-26 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-29 | 2013-12-26 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-03-29 | 2011-11-02 |